A second dilemma is that of powerlessness versus appropriation. If there is one theme which unites nearly all authors who have written on the self in modern society, it is the assertion that the individual experiences feelings of powerlessness in relation to a diverse and large-scale social universe. In contrast to the traditional world, it is supposed, where the individual was substantially in control of many of the influences shaping his life, in modern societies that control has passed to external agencies. As specified by Marx, the concept of alienation has served as the centre-point for analyses of this issue. As the forces of production develop, particularly under the aegis of capitalistic production, the individual cedes control of his life circumstances to the dominating influences of machines and markets. What is originally human becomes alien; human powers are experienced as forces emanating from an objectified social environment. Not only the followers of Marx have expressed such a view; it is also found, in
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somewhat different guise, in the works of the theorists of `mass society'. The more extensive modern social systems become, according to this position, the more each particular individual feels shorn of all autonomy. Each, as it were, is merely an atom in a vast agglomeration of other individuals.
The ideas I have sought to develop in this book are distinctively different from such a standpoint. In many pre-modern contexts, individuals (and humanity as a whole) were more powerless than they are in modern settings. People typically lived in smaller groups and communities; but smallness is not the same as power. In many small-group settings individuals were relatively powerless to alter or escape from their surrounding social circumstances. The hold of tradition, for example, was often more or less unchallengeable. There are many other illustrations. Pre-modern kinship systems, for example, were often quite rigid, and offered the individual little scope for independent action. We would be hard pressed to substantiate an overall generalisation that, with the coming of modern institutions, most individuals either are (or feel) more powerless than in preceding times.
Modernity expropriates -- that is undeniable. Time-space distanciation and the deskilling effects of abstract systems are the two most important influences. Even if distance and powerlessness do not inevitably go together, the emergence of globalised connections, together with high consequence risks, represent parameters of social life over which the situated individual has relatively little control. Similarly, expropriation processes are part and parcel of the maturation of modern institutions and reach not only spheres of day-to-day life but the heart of the self.
If we understand such processes in dialectical fashion, however, and if we see that globalisation produces not just extensional but intensional change, a complex picture emerges. We cannot say that all forms of expropriation necessarily provide the possibility of reappropriation, certainly on the level of individual conduct. Many of the processes transformed by disembedding, or reorganised in the light of the intrusion of abstract systems, move beyond the purview of the situated actor. On the other hand, others make possible forms of mastery over life circumstances unavailable in pre-modern situations.
Powerlessness and reappropriation intertwine variously in different contexts and at varying times: given the dynamism of
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modernity, there is little stability in the relations between them. An individual who vests trust in others, or in a given abstract system, normally thereby recognises that she lacks the power to influence them significantly. Yet the vesting of trust can also generate new capacities. Consider the example of money. In order to utilise money, an individual must participate in systems of economic exchange, banking and investment and so forth, over which she has little direct control. On the other hand, this process allows the individual -- given sufficient resources -- a diversity of opportunities which would otherwise be absent.
The experience of powerlessness, considered as a psychic phenomenon, naturally always relates to aims, projects or aspirations held by the individual, as well as to the composition of the phenomenal world. Powerlessness experienced in a personal relationship may be psychologically more damaging and consequential than powerlessness felt in relation to more encompassing social systems. Of course, these may feed into one another in various ways. Diffuse anxieties about high-consequence risks, for instance, might contribute in a general fashion to feelings of powerlessness experienced by an individual in more local contexts. Conversely, feelings of personal impotence may become diffused `upwards' towards more global concerns. It seems reasonable to posit that connections of this kind are likely to underlie a `survival' mentality. A `survivor' is someone who feels deprived of adequate social mastery in a threatening series of personal and social environments. Yet a survivalist outlook carries connotations of appropriation as well as of powerlessness. Someone who concentrates on surviving in personal relations, as in other spheres of life, cannot be said to have abandoned all autonomy over his or her life's circumstances. Even if only in a somewhat negative sense, the individual clearly seeks active mastery: to survive is to be able in a determined way to ride out the trials life presents and overcome them.
Once again, the dilemma of powerlessness versus appropriation has its pathologies. Where an individual feels overwhelmed by a sense of powerlessness in the major domains of his phenomenal world, we may speak of a process of engulfment. The individual feels dominated by encroaching forces from the outside, which he is unable to resist or transcend. He feels either haunted by implacable forces robbing him of all autonomy of action, or
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caught up in a maelstrom of events in which he swirls around in a helpless fashion. At the other pole of the powerlessness/ appropriation divide is omnipotence. Like all personality pathologies, it is a fantasy state. The individual's sense of ontological security is achieved through a fantasy of dominance: the phenomenal world feels as if it is orchestrated by that person as a puppeteer. Since omnipotence is a defence it is brittle, and often links psychologically to the other pole of the powerlessness/ appropriation composition: in other words, under pressure it can dissolve into its contrary, engulfment.