SIDS is a disease of unknown cause. The National Institute of Child Health and Human Development defines SIDS as "the sudden death of an infant under 1 year of age which remains
unexplained after a thorough case investigation, including performance of a complete autopsy, examination of the death scene, and review of the clinical history."[91] An aspect of SIDS
that is not stressed in the definition is that the infant usually dies while asleep, hence the pseudonyms of crib death or cot death.
Epidemiology.
As infantile deaths owing to nutritional problems and microbiologic infections have come under control in countries with higher standards of living, SIDS has assumed greater importance
in many countries, including the United States. SIDS is the leading cause of death between age 1 month and 1 year in this country and the third leading cause of death overall in infancy,
after congenital anomalies and diseases of prematurity and low birth weight. Due largely to nationwide SIDS awareness campaigns by organizations such as the American Academy of
Pediatrics, there has been a significant drop in SIDS-related mortality in the past decade, from over 5000 annual deaths in 1990 to approximately 2600 deaths in 1999. Worldwide, in
countries where unexpected infant deaths are diagnosed as SIDS only after postmortem examination, the death rates from SIDS (20 to 100/100,000 live births) are comparable to death
rates in the United States (77/100,000 live births).
Approximately 90% of all SIDS deaths occur during the first 6 months of life, most between ages 2 and 4 months. This narrow window of peak susceptibility is a unique characteristic that
is independent of other risk factors (to be described) and the geographic locale. Most infants who die of SIDS, die at home, usually during the night after a period of sleep. Only rarely is
the catastrophic event observed, but even when seen, it is reported that the apparently healthy infant suddenly turns blue, stops breathing, and becomes limp without emitting a cry or
struggling. Most infants have had minor manifestations of an upper respiratory infection preceding the fatal event. The term apparent life-threatening event (ALTE) has been applied to
those infants who could be resuscitated after such an episode. [92] Infants with ALTE are often siblings of SIDS victims and harbor a range of physiologic abnormalities such as frequent or
prolonged apnea, diminished chemoreceptor sensitivity to hypercarbia and hypoxia, and impaired control of heart, respiratory rate, and vagal tone.[92] Some of these infants later succumb
to SIDS.
Morphology.
At autopsy, a variety of findings have been reported. They are usually subtle and of uncertain significance and are not present in all cases. Multiple petechiaeare the most common finding
in the typical SIDS autopsy (~80% of cases); these are usually present on the thymus, visceral and parietal pleura, and epicardium. Grossly, the lungs are usually congested, and vascular
engorgementwith or without pulmonary edemais demonstrable microscopically in the majority of cases. These changes possibly represent agonal events, since they are found with
comparable frequencies in explained sudden deaths in infancy. Within the upper respiratory system (larynx and trachea), there may be some histologic evidence of recent infection
(correlating with the clinical symptoms), although the changes are not sufficiently severe to account for death and should not detract from the diagnosis of SIDS. The central nervous
system demonstrates astrogliosisof the brain stem and cerebellum. Sophisticated morphometric studies have revealed quantitative brainstem abnormalities such as hypoplasia of the
arcuate nucleusor a subtle decrease in brain stem neuronal populations in several cases;[93] [94] these observations are not uniform, however, and not amenable to most "routine" autopsy
procedures. Nonspecific findings include frequent persistence of hepatic extramedullary hematopoiesisand periadrenal brown fat; it is tempting to speculate that these latter findings
relate to chronic hypoxemia, retardation of normal development, and chronic stress. Thus, autopsy usually fails to provide a clear cause of death, and this may well be related to the
etiologic heterogeneity of SIDS. The importance of a postmortem examination rests in identifying other causes of sudden unexpected death in infancy, such as unsuspected infection,
congenital anomaly, or a genetic disorder ( Table 10-8 ), the presence of any of which would exclude a diagnosis of SIDS, and in ruling out the unfortunate possibility of traumatic child
abuse.
Pathogenesis.
The circumstances surrounding SIDS have been explored in great detail, and it is generally accepted that
TABLE 10-8-- Risk Factors and Postmortem Findings Associated with Sudden Infant Death Syndrome
Parental
Young maternal age (age <20 years)
Maternal smoking during pregnancy
Drug abuse in either parent, specifically paternal marijuana and maternal opiate, cocaine use
Short intergestational intervals
Late or no prenatal care
Low socioeconomic group
African American and American Indian ethnicity (? socioeconomic factors)
Infant
Brain stem abnormalities, associated defective arousal, and cardiorespiratory control
Prematurity and/or low birth weight
Male sex
Product of a multiple birth
SIDS in a prior sibling
Antecedent respiratory infections
? Gastroesophageal reflux
Environment
Prone sleep position
Sleeping on a soft surface
Hyperthermia
Postnatal passive smoking
Postmortem Abnormalities Detected in Cases of Sudden Unexpected Infant Death *
Infections
• Viral myocarditis
• Bronchopneumonia
Unsuspected congenital anomaly
• Congenital aortic stenosis
• Anomalous origin of the left coronary artery from the pulmonary artery (ALCAPA)
• Abnormal inflammatory responsiveness (partial deletions in C4a and C4b)
*SIDS is not the only cause of sudden unexpected death in infancy but rather is a diagnosis of exclusion. Therefore, performance of an autopsy may often reveal findings that would
explain the cause of sudden unexpected death. These cases should not, strictly speaking, be labeled as "SIDS." SCN5A, sodium channel, voltage-gated, type V, alpha polypeptide; KCNQ1,
potassium voltage-gated channel, KQT-like subfamily, member 1; MCAD, medium-chain acyl coenzyme A dehydrogenase; LCHAD, long-chain 3-hydroxyacyl coenzyme A
it is a multifactorial condition, with a variable mixture of contributing factors. A "triple risk" model of SIDS has been proposed, which postulates the intersection of three overlapping
factors: (1) a vulnerable infant, (2) a critical developmental period in homeostatic control, and (3) an exogenous stressor(s). [95] According to this model, several factors make the infant
vulnerable to sudden death during the critical developmental period (i.e., age 1 month to 1 year). These vulnerability factors may be attributable to the parents or the infant, while the
exogenous stressor(s) is attributable to the environment ( Table 10-8 ).
While numerous factors have been proposed to account for a vulnerable infant, the most compelling hypothesis is that SIDS reflects a delayed development of arousal and
cardiorespiratory control.[96] Regions of the brain stem, particularly the arcuate nucleus, located in the ventral medullary surface, play a critical role in the body's "arousal" response to
noxious stimuli such as hypercarbia, hypoxia, and thermal stress encountered during sleep. In addition, these areas regulate breathing, heart rate, and body temperature. In certain infants,
for yet unexplained reasons, there may be a maldevelopment or delay in maturation of this region, compromising the arousal response to noxious stimuli. This physiologic impairment is
compounded by other factors, such as sleeping position or infection (see below). Support of this hypothesis comes from postmortem studies in SIDS victims demonstrating both
quantitative abnormalities (e.g., arcuate hypoplasia and decrease in neuronal density) as well as qualitative abnormalities (e.g., reduced serotonergic and muscarinic receptor binding) in the
brain stem.[93] [97] [98] Whether these changes are primary or merely the manifestation of a more "upstream" deficit remains to be elucidated. Recently, some candidate genes have been
identified from experimental animal models, which may provide a genetic basis to abnormal neural regulation in the brainstem. For example, Krox20, a homeobox gene, appears to be
required for hindbrain segmentation and myelination. Mouse models lacking Krox20 function exhibit abnormally slow respiratory rhythm and prolonged apnea.[99] Similarly, brain-derived
neurotrophic factor (BDNF) is required for normal development of the central respiratory rhythm, including the stabilization of central respiratory output that occurs after birth. Loss of one
or both BDNF alleles results in an approximately 50% depression of central respiratory frequency compared with wild-type controls, while hypoxic ventilatory drive is deficient or absent.
[100] Whether knowledge gleamed from these animal models of central respiratory dysfunction will be applicable to humans remains to be seen.
Epidemiologic studies of infant deaths have found additional risk factors for SIDS ( Table 10-8 ). Infants who are born before term or who are low birth weight are at increased risk, and
risk increases with decreasing gestational age or birth weight. Male sex is associated with a slightly greater incidence of SIDS. SIDS in a prior sibling is associated with a fivefold relative
risk of recurrence, underscoring the importance of a genetic and/or shared environmental predisposition; traumatic child abuse needs to be carefully excluded under these circumstances.
Most SIDS babies have an immediate prior history of a mild respiratory tract infection, but no single causative organism has been isolated. These infections may predispose an already
vulnerable infant to even greater impairment of cardiorespiratory control and delayed arousal. In this context, laryngeal chemoreceptors have emerged as a putative "missing link" between
upper respiratory tract infections, the prone position (see below), and SIDS. When stimulated, these laryngeal chemoreceptors elicit an apneic and bradycardic reflex.[101] Stimulation of
the chemoreceptors is augmented by respiratory tract infections, which increase the volume of secretions, and by the prone position, which impairs swallowing and clearing of the airways
even in healthy infants. In a previously vulnerable infant with impaired arousal, the apneic and bradycardic reflex may prove fatal.
Maternal smoking during pregnancy has consistently emerged as a risk factor in epidemiologic studies of SIDS, with children exposed to in utero nicotine having more than double the risk
of SIDS compared to children born to nonsmokers. [102] Young maternal age, frequent childbirths, and inadequate prenatal care are all risk factors associated with increased incidence of
SIDS in the offspring. African Americans and American Indians have significantly higher rates of SIDS deaths than Caucasians. It is not obvious whether these ethnic trends represent the
effects of genetic make up or the effects of lower socioeconomic status, which by itself is a risk factor for SIDS.
Among the potential environmental factors, prone sleeping position, sleeping on soft surfaces, and thermal stress are possibly the most important modifiable risk factors for SIDS.[103] The
prone position predisposes an infant to one or more recognized noxious stimuli (hypoxia, hypercarbia, and thermal stress) during sleep. In addition, the prone position is also associated
with decreased arousal responsiveness compared to the supine position. Results of studies from Europe, Australia, New Zealand, and the United States showed clearly increased risk for
SIDS in infants who sleep in a prone position, prompting the American Academy of Pediatrics to recommend placing healthy infants on their back when laying them down to sleep. This
"Back To Sleep" campaign has resulted in substantial decreases in SIDS-related deaths since its inception in 1994.[104]
It should be noted that SIDS is not the only cause of sudden unexpected deaths in infancy. In fact, SIDS is a diagnosis of exclusion, requiring careful examination of the death scene and a
complete postmortem examination. The latter can reveal an unsuspected cause of sudden death in up to 20% or more of "SIDS" babies ( Table 10-8 ). Infections (e.g., viral myocarditis or
bronchopneumonia) are the most common causes of sudden "unexpected" death, followed by an unsuspected congenital anomaly. In part due to advancements in molecular diagnostics and
knowledge of the human genome, several genetic causes of sudden "unexpected" infant death have emerged. For example, fatty acid oxidation disorders, characterized by defects in
mitochondrial fatty acid oxidative enzymes, may be responsible for up to 5% of sudden death in infancy; of these, a deficiency in medium-chain acyl-coenzyme A dehydrogenase is the
most common.[105] Retrospective analyses of SIDS cases have also revealed mutations of cardiac sodium and potassium channels, which result in a form of cardiac arrhythmia
characterized by prolonged QT intervals; these account for no more than 1% of SIDS deaths.[106] Other newly emerging genetic causes of explained sudden death are listed in Table 10-8 .