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THE VERB: THE PERFECT

BASIC QUALITIES OF THE PERFECT FORMS

The Modern English perfect forms have been the subject of a lengthy discussion which has not so far brought about a definite result. The difficulties inherent in these forms are plain enough and may best be illustrated by the present perfect. This form contains the present of the verb have and is called present perfect, yet it denotes an action which no longer takes place, and it is (almost always) translated into Russian by the past tense, e. g. has written — написал, has arrived — приехал, etc.

The position of the perfect forms in the system of the English verb is a problem which has been treated in many different ways and has occasioned much controversy. Among the various views on the essence of the perfect forms in Modern English the following three main trends should be mentioned:

The category of perfect is a peculiar tense category, i. e. a category which should be classed in the same list as the categories "present" and "past". This view was held, for example, by O. Jespersen. 1

The category of perfect is a peculiar aspect category, i. e. one which should be given a place in the list comprising "common aspect" and "continuous aspect". This view was held by a number of scholars, including Prof. G. Vorontsova.2 Those who hold this view have expressed different opinions about the particular aspect constituting the essence of the perfect forms. It has been variously defined as "retrospective", "resultative", "successive", etc.3

The category of perfect is neither one of tense, nor one of aspect but a specific category different from both. It should accordingly be designated by a special term and its relations to the categories of aspect and tense should be investigated. This view was expressed by Prof. A. Smirnitsky. He took the perfect to be a means of expressing the category of "time relation" (временная отнесенность).4

This wide divergence of views on the very essence of a verbal category may seem astonishing. However, its causes appear to be clear enough from the point of view of present-day linguistics. These causes fall under the following three main heads:

Scholars have been trying to define the basic character of this category without paying sufficient attention to the system of categories of which it is bound to make a part. As we shall see presently, considerations of the system as a whole rule out some of the proposed solutions.

In seeking the meaning of the category, scholars have not always been careful to distinguish between its basic meaning (the invariable) and its modifications due to influence of context.

In seeking the basic meaning of the category, scholars have not always drawn a clear line of distinction between the meaning of the grammatical category as such and the meanings which belong to, or are influenced by, the lexical meaning of the verb (or verbs) used in one of the perfect forms.

If we carefully eliminate these three sources of error and confusion we shall have a much better chance of arriving at a true and objective solution. Let us now consider the views expressed by different scholars in the order in which we mentioned them above.



If we are to find out whether the perfect can be a tense category, i. e. a tense among other tenses, we must consider its relations to the tenses already established and not liable to doubts about their basic character, i. e. past, present, and future. There is no real difficulty here. We need only recollect that there are in Modern English the forms 1 present perfect, past perfect, and future perfect. That present, past, and future are tense categories, is firmly established and has never been doubted by anyone. Now, if the perfect were also a tense category, the present perfect would be a union of two different tenses (the present and the perfect), the past perfect would likewise be a union of two different tenses (the past and the perfect) and the future perfect, too, would be a union of two different tenses (the future and the perfect). This is clearly impossible. If a form already belongs to a tense category (say, the present) it cannot simultaneously belong to another tense category, since two tense categories in one form would, as it were, collide and destroy each other. Hence it follows that the category of perfect cannot be a tense category. We need not consider here various views expressed by those who thought that the perfect was a tense, since their views, whatever the details may be, are shown to be untenable by the above consideration. So the view that the perfect is a special tense category has been disproved.

In order to find out whether the perfect can be an aspect category, we must consider its relations to the aspects already established,

1 We use here the non-committal term "form" to avoid any pre-judgement concerning the essence of the category in question. We will use the term in similar contexts elsewhere.

viz. the common and the continuous aspects. 1 This problem does not present any particular difficulty, either. We need only recollect that there are in Modern English such pairs as is writing — has been writing, was writing — had been writing, will be writing — will have been writing, i. e. present continuous and present perfect continuous, past continuous and past perfect continuous, future continuous and future perfect continuous. All of these forms belong to the continuous aspect, so the difference between them cannot possibly be based on any aspect category. For example, since both was writing and had been writing belong to the continuous aspect (as distinct from wrote and had written), they cannot be said to differ from each other on an aspect line; otherwise they would at the same time belong to one aspect and to different aspects, which is obviously impossible. Hence the conclusion is unavoidable that the perfect is not an aspect. The views of those who consider the perfect to be an aspect need not therefore be discussed here in detail.

Since the perfect is neither a tense nor an aspect, it is bound to be some special grammatical category, different both from tense and from aspect. This view, though not quite explicitly stated, was first put forward by Prof. A. Smirnitsky in a posthumous article.2 It is in complete harmony with the principle of distributive analysis, though Prof. Smirnitsky did not, at the time, use the term "distributive analysis".

The essence of the grammatical category expressed by the perfect, and differing both from tense and from aspect, is hard to define and to find a name for. Prof. Smirnitsky proposed to call it "the category of time relation", which is not a very happy term, because it seems to bring us back to the old view that the perfect is a special kind of tense — a view which Prof. Smirnitsky quite rightly combated. Later it was proposed to replace his term of "time relation" by that of "correlation" (соотнесенность), which has the advantage of eliminating the undesirable term "time". This is decidedly the term to be preferred.

As to the opposition in such pairs as writes — has written, wrote — had written, will write — will have written, is writing — has been writing, was writing — had been writing, will be writing — will have been writing, Prof. Smirnitsky proposed to denote it by the correlative terms "non-perfect" and "perfect". While this

1 We are proceeding here on the assumption that the existence of these two aspects, and, indeed, of aspect as a category of the English verb has been recognised. If its existence is denied the problem presents itself in a different light (see p. 81).

2 See А. И. Смирницкий, Перфект и категория временной отнесённости. Иностранные языки в школе, 1955, № 2. See also А. И. Смирницкий, Морфология английского языка, 1959, стр. 274—316. Compare И. II. Иванова, Вид и время в современном английском языке, стр. 112—113.

latter proposal may be fully accepted, the definition of the meaning of the category presents considerable difficulty. Its essence appears to be precedence: an action expressed by a perfect form precedes some moment in time. We cannot say that it always precedes another action: the present perfect form is most commonly used in sentences which contain no mention of any other action.

On the other hand, the use of a non-perfect form does not necessarily imply that the action did not precede some moment in time. It may, or it may not, have preceded it. To find this out, the reader or hearer has to take into account some other feature of the context, or, possibly, the situation, that is, an extralinguistic factor. Thus, the opposition between perfect and non-perfect forms is shown to be that between a marked and an unmarked item, the perfect forms being marked both in meaning (denoting precedence) and in morphological characteristics (have + second participle), and the non-perfect forms unmarked both in meaning (precedence not implied) and in morphological characteristics (purely negative characteristic: the collocation "have + second participle" not used). On the whole, as a general term to denote the basic meaning of the perfect the term "correlation" in the above-mentioned meaning seems quite acceptable and we propose to make use of it until a better term is found, which may take some time to happen.

If this view is taken, the system of verbal categories illustrated by the forms writes, is writing, has written, has been writing, wrote, was writing, had written, had been writing, will write, will be writing, will have written, will have been writing, — is based on three groups of notions, viz. tense: present vs. past vs. future; aspect: common vs. continuous; correlation: non-perfect vs. perfect. As is seen from this list, the latter two of the three oppositions are double (or "dichotomic"), i.e. they consist of only two items each, whereas the first (the tense opposition) is triple (or "trichotomic"), i. e. it consists of three items.

We will accept this state of things without entering into a discussion of the question whether every opposition must necessarily be dichotomic, i. e. consist of two members only.

Thus, the opposition between writes and wrote is one of tense, that between wrote and was writing one of aspect, and that between wrote and had written one of correlation. It is obvious that two oppositions may occur together; thus, between writes and was writing there are simultaneously the oppositions of tense and aspect; between wrote and will have written there are simultaneously the oppositions of tense and correlation, and between wrote and had been writing there are simultaneously the oppositions of aspect and correlation. And, finally, all three oppositions may occur together: thus, between writes and had been writing there are simultaneously the oppositions of tense, aspect, and correlation.

If, in a system of forms, there is only one opposition, it can obviously be represented graphically on a line. If there are two oppositions, they can be represented on a plane. Now, if there are three oppositions, the system obviously cannot be represented on a plane. To represent it, we should have recourse to a three-dimensional solid, viz. a parallelepiped. Prof. A. Smirnitsky has given a sketch of such a parallelepiped in his book. 1 However, a drawing of a parallelepiped cannot give the desired degree of clarity and we will not reproduce it here.


Date: 2015-01-02; view: 1297


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