Phrases consist minimally of a Head. This means that in a one-word phrase like [children], the Head is children. In longer phrases, a string of elements may appear before the Head:
[the small children]
For now, we will refer to this string simply as the pre-Head string.
A string of elements may also appear after the Head, and we will call this the post-Head string:
[the small children in class 5]
So we have a basic three-part structure:
pre-Head string
Head
post-Head string
[the small
children
in class 5]
Of these three parts, only the Head is obligatory. It is the only part which cannot be omitted from the phrase. To illustrate this, let's omit each part in turn:
pre-Head string
Head
post-Head string
[--
children
in class 5]
*[the small
--
in class 5]
[the small
children
--]
Pre-Head and post-Head strings can be omitted, while leaving a complete noun phrase. We can even omit the pre- and post-Head strings at the same time, leaving only the Head:
pre-Head string
Head
post-Head string
[--
children
--]
This is still a complete noun phrase.
However, when the Head is omitted, we're left with an incomplete phrase (*the small in class five). This provides a useful method of identifying the Head of a phrase. In general, the Head is the only obligatory part of a phrase.
More Phrase Types
Just as a noun functions as the Head of a noun phrase, a verb functions as the Head of a verb phrase, and an adjective functions as the Head of an adjective phrase, and so on. We recognise five phrase types in all:
Phrase Type
Head
Example
Noun Phrase
Noun
[the childrenin class 5]
Verb Phrase
Verb
[playthe piano]
Adjective Phrase
Adjective
[delightedto meet you]
Adverb Phrase
Adverb
[very quickly]
Prepositional Phrase
Preposition
[inthe garden]
For convenience, we will use the following abbreviations for the phrase types:
Phrase Type
Abbreviation
Noun Phrase
NP
Verb Phrase
VP
Adjective Phrase
AP
Adverb Phrase
AdvP
Prepositional Phrase
PP
Using these abbreviations, we can now label phrases as well as bracket them. We do this by putting the appropriate label inside the opening bracket:
[NP the small children in class 5]
Now we will say a little more about each of the five phrase types.
Noun Phrase (NP)
As we've seen, a noun phrase has a noun as its Head. Determiners and adjective phrases usually constitute the pre-Head string:
[NP thechildren] [NP happychildren] [NP the happychildren]
In theory at least, the post-Head string in an NP can be indefinitely long:
[NP the dogthat chased the cat that killed the mouse that ate the cheese that was made from the milk that came from the cow that...]
Fortunately, they are rarely as long as this in real use.
The Head of an NP does not have to be a common or a proper noun. Recall that pronouns are a subclass of nouns. This means that pronouns, too, can function as the Head of an NP:
[NPI] like coffee The waitress gave [NP me] the wrong dessert [NP This] is my car
If the Head is a pronoun, the NP will generally consist of the Head only. This is because pronouns do not take determiners or adjectives, so there will be no pre-Head string. However, with some pronouns, there may be a post-Head string:
[NP Thosewho arrive late] cannot be admitted until the interval
Similarly, numerals, as a subclass of nouns, can be the Head of an NP:
[NP Two of my guests] have arrived [NP The first to arrive] was John
Verb Phrase (VP)
In a VERB PHRASE (VP), the Head is always a verb. The pre-Head string, if any, will be a `negative' word such as not [1] or never [2], or an adverb phrase [3]:
[1] [VP not compose an aria] [2] [VP never compose an aria] [3] Paul [VP deliberately broke the window]
Many verb Heads must be followed by a post-Head string:
My son [VP made a cake] -- (compare: *My son made) We [VP keep pigeons] -- (compare: *We keep) I [VP recommend the fish] -- (compare: *I recommend)
Verbs which require a post-Head string are called TRANSITIVE verbs. The post-Head string, in these examples, is called the DIRECT OBJECT.
In contrast, some verbs are never followed by a direct object:
Susan [VP smiled] The professor [VP yawned]
These are known as INTRANSITIVE VERBS.
However, most verbs in English can be both transitive and intransitive, so it is perhaps more accurate to refer to transitive and intransitive uses of a verb. The following examples show the two uses of the same verb:
Intransitive: David smokes Transitive: David smokes cigars
We will return to the structure of verb phrases in a later section.