Differential features of the phrase and of the sentence
One problem concerning the phrase is the absence of a universal term.
Before the 20th century the word “phrase” was used to denote this linguistic
phenomenon, however, it was dismissed by H. Sweet who considered it too vague.
There appeared new terms, such as “word group” and “word cluster”. Later L.
Bloomfield restored the past status of “phrase”, and currently this term is widely
used by American linguists.
Another problem is connected with the definition of the phrase. Despite the
fact that the phrase, along with the sentence, is a basic unit of syntax, there is no
universally accepted definition of the phrase. Some scholars define the phrase as a
combination of at least two notional words which do not constitute the sentence
but are syntactically connected. However, the majority of Western linguists and
Russian researchers Prof. B. Ilyish and V. Burlakova believe that a combination of
a notional word with a functional word can be treated as a phrase as well, that is
they term “phrase” every combination of two or more words, which is a
grammatical unit but is not an analytical form of some word. The problem is
disputable since the role of functional words is to denote some abstract relations
and they are devoid of nominative power. On the other hand, such combinations
are syntactically bound and they should belong somewhere. We shall adhere to the
view supported by B. Ilyish and V. Burlakova.
Despite all the controversies regarding the essence and nature of the phrase,
the most adequate interpretation seems to be as follows: the phrase is any
syntactically organized group including either notional words (happy life, very
nice, to ignore the comment), or both notional and functional words (on the table,in the bag, under the tree) connected with any of the existent types of syntactic connection. The phrase is a linear language unit that can be either a part of the sentence, or a separate sentence thus acquiring not only intonation coloring and corresponding phrase stress, but also communicative orientation. Thus, the phrasecan be defined as a syntactically organized group of words of any morphological composition based on any type of syntactic connection.
The difference between the phrase and the sentence is fundamental: the
phrase is a nominative unit which fulfils the function of polynomination denoting a
complex referent (phenomenon of reality) analyzable into its component elements
together with various relations between them; the sentence is a unit of predication
which, naming a certain situational event, shows the relation of the denoted event
towards reality.
General characteristics of the phrase are:
1) A phrase is a means of naming some phenomena or processes, just as a
word is. As a naming unit it differs from a compound word because the number of
constituents in a word-group corresponds to the number of different denotates (a
black bird – a blackbird; a loud speaker – a loudspeaker).
2) Each component of the word-group can undergo grammatical changes
without destroying the identity of the whole unit: to see a house - to see houses – saw houses (grammatical modifications of one phrase).
A sentence is a unit with every word having its definite form. A change in
the form of one or more words would produce a new sentence.
3) A word-group is a dependent syntactic unit, it is not a communicative unit
and has no intonation of its own. Intonation is one of the most important features
of a sentence, which distinguishes it from a phrase.
The correlation of the phrase and the sentence is a bit different from that of
other language units. Usually, the sentence is considered a unit of the level higher
than the phrase. However, according to some scholars, eg. Yu. S. Maslov, the
phrase can be a sentence or a part of a sentence while the sentence can be realized
as a phrase, a group of interconnected phrases and a separate word.
Types of phrases
Linguists discuss different classifications of phrases, all of them having their
own advantages.
The traditional classification of phrasesis based on the part of speech
status of the phrase constituents, therefore nounal, verbal, adjectival, adverbial, etc.
phrases are singled out.
Phrases can also be classified according to the nominative value of their
constituents. According to Prof. Blokh, syntagmatic groupings of notional words
alone, syntagmatic groupings of notional words with functional words, and
syntagmatic groupings of functional words alone should be differentiated,
therefore three major types are identified: notional, formative and functional.
According to the theory worked out bythe American linguist L.
Bloomfield, phrases can be classified into two groups: endocentric and
exocentric. The former include phrases one or any constituent part of which can
function in a broader structure as the whole group.
Eg. Red flower – He gave me a red flower. He gave me a flower.
Flowers and chocolate. – He gave me flowers. He gave me chocolate.
As for exocentric structures, according to Bloomfield, none of their
constituent parts can replace the whole group in a broader structure.
Eg. He gave, to the girl.
Endocentric structures are further divided into subordinate (red flower) and
coordinate (flowers and chocolate). Exocentric structures are divided into
predicative (He gave) and prepositional (to the girl). Bloomfield’s classification
was further developed by his followers. It was made more detailed. Some new
types of phrases were singled out. A significant drawback of this scheme is that it
is not based on a single principle applied at every stage of the classification to all
discriminated types of structures.
According to the classification based on the internal structure of
phrases, two groups can be singled out: kernel phrases and kernel-free phrases.
Kernel phrases are grammatically organized structures in which one
element dominates the others. This element is not subordinated to any other
element within the group, therefore it is the leading element, that is, the kernel of
the given phrase (for example, a nice place, well-known artists, absolutely positive, to run fast, to see a movie, to taste good).
According to the direction of dependencies, that is, the position of the
dominating and subordinated elements relative of each other, all kernel phrases
are divided into regressive and progressive (with the left and right position of
dependent elements respectively).
Further types of regressive and progressive kernel phrases can be singled
out according to what part of speech the head word belongs. The following types
are differentiated:
Regressive:
− substantive (a good girl),
− adjectival (absolutely clear),
− verbal (to fully understand),
− adverbial (very quickly).
Progressive:
- substantive (a feeling of comfort),
- adjectival (independent of your decision),
- verbal (to read a book),
- prepositional (on the wall).
Kernel-free phrases are divided into dependent and independent, which are
further subdivided into one-class and hetero-class and characterized by a certain
type of syntactic connection.
Three types of syntactic connections can be singled out: coordination,
subordination and accumulation.
Coordination: coordinate phrases consist of two or more syntactically
equivalent units joined in a cluster which functions as a single unit. The member
units can be potentially joined together by means of a coordinate conjunction.
Subordination: subordinate phrases are structures in which one of the
members is syntactically the leading element of the phrase. This dominating
element is called the head-word, or the kernel, and can be expressed by different
parts of speech.
Accumulation: the accumulative connection is present when no other type
of syntactic connection can be identified.
Cf. (to give) the boy an apple – (to give) an apple to the boy
The presence of a certain syntactic connection between the words in the
phrase “the boy an apple” can be proved by the fact that the change of order results
in the change of the form.
The accumulative connection is widely spread in attributive phrases made up
by attributes expressed by different parts of speech (these problematic (issues); some old (lady)). The position of the elements relative to each other is fixed, they cannot exchange their positions (*problematic these (issues); *old some (lady)).
So, according to the type of syntactic connection, the following subclasses
are singled out:
1. Independent one-class phrases with
- syndetic coordination (sense and sensibility),
- asyndetic coordination (the Swiss, the Dutch, the Germans);
2. Independent hetero-class phrases with interdependent primary
predication (he runs).
3. Dependent one-class phrases with the accumulative connection (sharp
green (pencil)).
4. Dependent hetero-class phrases with
- accumulative connection (my green (pencil)),
- interdependent secondary predication ((to find) the cup broken; (she